Ariel Martines
Compliance Director
Performance Track Record
Ariel Martines, 49, is the Compliance Director at Wellington Legacy, responsible for overseeing
the firm’s regulatory adherence, internal controls, and ethical standards. With over two decades
of experience in compliance, financial regulation, and audit oversight, Ariel plays a critical
role in safeguarding the firm’s integrity and maintaining trust with clients and regulatory
bodies alike.
Before joining Wellington Legacy, Ariel held key compliance roles at international brokerage
firms and financial institutions, where he developed a deep expertise in commodities
regulations, anti-money laundering protocols, and client suitability frameworks. His meticulous
approach ensures that Wellington operates with full transparency and in alignment with evolving
industry standards.
At Wellington Legacy, Ariel leads the compliance team in monitoring all trading activities,
reviewing policies, and providing ongoing education and support to ensure firm-wide
accountability. He works closely with executive leadership to integrate compliance seamlessly
into the firm’s operational and investment decisions.
Ariel is known for his principled leadership, attention to detail, and unwavering commitment to
protecting both client interests and the firm’s reputation. His presence reinforces Wellington
Legacy’s foundation of trust, responsibility, and regulatory excellence.
